Acceptable Use Policy

Welcome to AseaCapitalGroup.com (the “Website”).

Asea Capital Group
Last Updated: December 2025

This Acceptable Use Policy (“AUP” or “Policy”) governs your use of the AseaCapitalGroup.com website (the “Website”) and our secure client portal (the “Portal”), collectively referred to as “our Services.” This Policy is operated by Asea Capital Group, LLC (“Asea Capital Group,” “we,” “us,” or “our”).

BY ACCESSING OR USING OUR SERVICES, YOU AGREE TO COMPLY WITH THIS ACCEPTABLE USE POLICY. If you do not agree to these terms, you must not access or use our Services. We reserve the right to suspend or terminate access to our Services for any violation of this Policy.

1. Scope and Application

This Acceptable Use Policy applies to:

• All Visitors: Anyone who accesses our public Website, whether or not they have an account or engage our services
• Registered Users: Users who have created accounts to access certain features or receive communications
• Active Clients: Clients who have engaged our consulting services and have access to our secure client portal
• Third Parties: Anyone accessing our Services on behalf of or in connection with a client or authorized user

This Policy supplements and should be read in conjunction with our Terms of Use, Privacy Policy, and any other applicable agreements or policies. In the event of a conflict, the terms of any written consulting agreement will control for clients with active engagements.

2. Permitted Uses

You may use our Services for the following lawful purposes:

• Information Gathering: Learning about our consulting services, expertise, and approach to capital formation
• Service Inquiry: Requesting information about our services or scheduling consultations through provided contact forms
• Educational Research: Reading articles, blog posts, and educational content about Rule 506(c) offerings and capital formation
• Client Portal Access: If you are an active client, accessing your secure portal to upload documents, review deliverables, and communicate with our team
• Account Management: Managing your user profile, updating contact information, and adjusting communication preferences
• Business Purposes: Any other legitimate business purpose consistent with the nature of our professional consulting services

All use must be in compliance with applicable federal, state, and local laws and regulations, including but not limited to securities laws, data protection laws, and intellectual property laws.

3. Prohibited Activities

The following activities are strictly prohibited when using our Services. Engaging in any of these activities may result in immediate suspension or termination of your access, and may subject you to civil or criminal liability.

3.1 Illegal Activities

You may not use our Services to:

• Violate any federal, state, local, or international law or regulation
• Engage in or promote illegal activities, including fraud, money laundering, or securities violations
• Violate any third party’s intellectual property rights, privacy rights, or other legal rights
• Facilitate, encourage, or provide instructions for illegal conduct

3.2 Security Violations

You may not:

• Attempt to gain unauthorized access to our Services, servers, computer systems, or networks
• Use another user’s account, password, or credentials without permission
• Probe, scan, or test the vulnerability of our systems or networks
• Breach, circumvent, or attempt to breach or circumvent any security or authentication measures
• Access, search, or collect data from our Services through automated means (scraping, bots, spiders)
• Interfere with or disrupt the integrity or performance of our Services
• Attempt to decipher, decompile, disassemble, or reverse engineer any software comprising our Services

3.3 Harmful Content and Conduct

You may not upload, post, transmit, or otherwise make available through our Services any content that:

• Contains viruses, malware, ransomware, trojans, worms, or other malicious code
• Is defamatory, libelous, threatening, harassing, abusive, or hateful
• Contains obscene, pornographic, or sexually explicit material
• Promotes violence, discrimination, or harm against any individual or group
• Contains personally identifiable information of third parties without their consent
• Violates the privacy or publicity rights of any person

3.4 Spam and Unwanted Communications

You may not:

• Send unsolicited commercial communications, advertisements, or spam through our Services
• Use our Services to collect, harvest, or compile information about other users
• Engage in phishing, pretexting, or other forms of social engineering
• Send deceptive, misleading, or fraudulent communications

3.5 Intellectual Property Violations

You may not:

• Copy, reproduce, distribute, or create derivative works from our Website content without authorization
• Remove, alter, or obscure any copyright, trademark, or proprietary rights notices
• Use our trademarks, logos, or branding without written permission
• Upload content that infringes on third-party copyrights, trademarks, or other intellectual property rights

3.6 Misrepresentation and Fraud

You may not:

• Misrepresent your identity, affiliation, or the source of any communication
• Impersonate any person or entity, including Asea Capital Group employees or representatives
• Provide false, inaccurate, or misleading information in forms, applications, or communications
• Falsely imply any sponsorship, endorsement, or affiliation with Asea Capital Group

3.7 Competitive or Commercial Misuse

You may not:

• Use our Services to monitor our availability, performance, or functionality for competitive purposes
• Copy, replicate, or reverse engineer our service offerings, methodologies, or business processes
• Use information obtained from our Services to develop competing services
• Frame, mirror, or otherwise incorporate our Services into another website without permission

4. User Accounts and Authentication

If you create an account to access our Services (particularly the client portal), you agree to:

• Accurate Information: Provide accurate, current, and complete information during registration and maintain the accuracy of your account information
• Account Security: Maintain the security and confidentiality of your login credentials and not share them with unauthorized individuals
• Responsibility: Accept responsibility for all activities that occur under your account
• Prompt Notification: Immediately notify us of any unauthorized use of your account or security breach
• Strong Passwords: Use strong, unique passwords and enable multi-factor authentication when available
• Authorized Use Only: Use your account only for authorized purposes and not permit others to use your credentials

We reserve the right to suspend or terminate any account that violates this Policy, provides false information, or remains inactive for an extended period.

5. Client Portal Specific Requirements

If you have access to our secure client portal, additional requirements apply:

5.1 Document Uploads

When uploading documents to the portal, you must:

• Upload only documents relevant to your consulting engagement
• Ensure you have legal authority to share all uploaded documents
• Not upload files containing malware, viruses, or malicious code
• Comply with file size limits and acceptable file format requirements
• Not upload illegal, infringing, or inappropriate content

5.2 Confidentiality and Data Protection

You acknowledge that:

• The portal contains highly sensitive and confidential information
• You will maintain the confidentiality of all information accessed through the portal
• You will not share portal access credentials with unauthorized individuals
• You will comply with all applicable data protection and privacy laws
• You will log out of the portal when finished and not leave sessions unattended

5.3 Access Limitations

Portal access is granted solely for the purpose of facilitating your consulting engagement. You may not access areas of the portal beyond what is necessary for your engagement or attempt to access other clients’ information or documents.

6. Monitoring and Enforcement

We Reserve the Right to Monitor:

• Use of our Services to ensure compliance with this Policy
• User activities, communications, and uploaded content
• Access logs, IP addresses, and system usage patterns
• Security threats, unauthorized access attempts, or suspicious activity

While we monitor for security and policy compliance purposes, we are not obligated to monitor all content and activities, and we do not assume responsibility for user-generated content or activities.

Right to Investigate and Disclose: We reserve the right to investigate suspected violations of this Policy and to disclose information to law enforcement, regulatory authorities, or third parties as necessary to investigate or respond to suspected illegal activity, security threats, or Policy violations.

7. Consequences of Policy Violations

Violations of this Acceptable Use Policy may result in one or more of the following actions, at our sole discretion:

• Warning: Written notice of the violation and requirement to cease the prohibited activity
• Temporary Suspension: Suspension of access to our Services for a specified period
• Permanent Termination: Termination of your account and permanent ban from our Services
• Content Removal: Removal of any content that violates this Policy
• Legal Action: Referral to law enforcement or pursuit of civil remedies for serious violations
• Service Termination: For active clients, termination of the consulting engagement in accordance with the terms of your consulting agreement
• Cost Recovery: Recovery of costs incurred as a result of Policy violations, including investigation costs, legal fees, and system remediation

We may take any of these actions without prior notice, particularly in cases involving security threats, illegal activity, or significant harm to our systems or other users. Termination of access does not relieve you of any payment obligations under existing agreements.

8. Reporting Violations

If you become aware of any violation of this Acceptable Use Policy, we encourage you to report it immediately. You can report violations by:

• Email: Sending a detailed description to Info@AseaCapitalGroup.com with “AUP Violation” in the subject line
• Phone: Calling our main office at 1-866-888-2732 during business hours
• Portal: If you have portal access, using the secure messaging feature to report concerns

When reporting a violation, please provide:

• A description of the alleged violation
• Supporting evidence (screenshots, URLs, email headers, etc.)
• Date and time of the incident
• Your contact information for follow-up

We will investigate all reported violations promptly and take appropriate action. However, we are not obligated to disclose the results of our investigation or the specific actions taken.

9. Intellectual Property

Infringement Claims
If you believe that content on our Services infringes your intellectual property rights, please contact us with the following information:

• Identification of the copyrighted work or intellectual property claimed to be infringed
• Identification of the material claimed to be infringing and its location on our Services
• Your contact information (name, address, telephone number, email address)
• A statement that you have a good faith belief that the use is not authorized
• A statement under penalty of perjury that the information is accurate and you are authorized to act on behalf of the owner

10. Reservation of Rights

We reserve all rights not expressly granted in this Policy or our Terms of Use. Specifically, we reserve the right to:

• Modify, suspend, or discontinue any aspect of our Services at any time
• Deny access to our Services to anyone, for any reason, at any time
• Remove or refuse to post any content that violates this Policy
• Change system capacity, storage limits, or technical requirements
• Cooperate with law enforcement or comply with legal obligations
• Take any action we deem necessary to protect our Services, users, or business interests

11. No Waiver

Our failure to enforce any provision of this Acceptable Use Policy does not constitute a waiver of that provision or our right to enforce it in the future. Any waiver must be in writing and signed by an authorized representative of Asea Capital Group.

12. Severability

If any provision of this Policy is found to be invalid, illegal, or unenforceable, the remaining provisions will continue in full force and effect. The invalid provision will be modified to the minimum extent necessary to make it valid and enforceable.

13. Governing Law

This Acceptable Use Policy is governed by the laws of the State of Florida, without regard to conflict of law principles. Any disputes arising from this Policy will be subject to the dispute resolution provisions in our Terms of Use.

14. Changes to This Policy

We may update this Acceptable Use Policy from time to time to reflect changes in our Services, legal requirements, or security practices. When we make material changes, we will:

• Update the “Last Updated” date at the top of this Policy
• Post the revised Policy on our Website
• For active clients with portal access, provide notice through the portal or via email

Your continued use of our Services after changes are posted constitutes your acceptance of the revised Policy. If you do not agree to the changes, you must stop using our Services.

15. Contact Information

If you have questions about this Acceptable Use Policy or need to report a violation, please contact us:

Asea Capital Group, LLC
Security and Compliance Officer
1000 Brickell Avenue, Suite 715
Miami, Florida 33131
Email: Info@AseaCapitalGroup.com
Phone: 1-866-888-2732

By using our services, you acknowledge that you have read, understood, and agree to comply with this acceptable use policy. Violations may result in immediate termination of access and legal action.